REGULATORY COMPLIANCE MANAGER

• Assist in the review, issuance and dissemination of regulatory issuances from the Bangko Sentral ng Pilipinas (BSP), Anti-Money Laundering Committee (AMLC), and the Philippine Deposit Insurance Corporation (PDIC).

• To fulfill the role of the DCORO in case of absence, incapacity or vacancy of the position of Regulatory Compliance Head who is the DCORO of CO. 

• To prepare the initial draft of the periodic reports of Compliance Department to PH Committees and to Group Committtees. 

• To send reminders, monitor the submissions and/or do the submission of reports to the AMLC and/or to the BSP.

• To assist in the issuance of advisory to various business units (BUs) of the Bank.

• To assist in the status follow-up and checking the status of compliance to various regulatory issuances.

• To monitor, assist and/or coordinate communication with the BSP or AMLC upon instruction of the CCO.

• To perform Compliance Review or Initiative functions as per the Compliance Department Work Plan for the year. 

• To assist and handle materials, documents, walk-throughs, meetings and other related work during BSP Visitation or Examination and upon issuance of the Advance Report of Examination Findings (AREF) and the Report of Examination (ROE).

• To monitor the replies and undertakings on the BSP’s AREF and ROE in coordination with other BUs. 

• Draft letters, memos or materials upon instruction of the Regulatory Compliance Head or CCO.

• To maintain the files database of Compliance Department and ensure that all documents of Compliance from reports, letters or documents are filed properly and readily available.

• Other tasks that may be assigned from time to time.

• With at least 3 years work experience in a bank performing AML regulatory compliance function.